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The Arc of the Pendulum: Judges, Prosecutors, and the Exercise of Discretion |
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Written by Kate Stith [View as PDF]
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117 Yale L.J. 1420 (2008).
Early scholarship on the Federal Sentencing Guidelines focused on the transfer
of sentencing authority from judges to the Sentencing Commission; later studies examined the
transfer of discretion from judges to prosecutors. Of equal significance are two other
institutional competitions for power: one between local federal prosecutors and officials in the
Department of Justice in Washington (“Main Justice”), and the other between Congress and the
Supreme Court. Congress’s enactment of the Feeney Amendment in 2003, in reaction to
sentencing data and decisions appearing to reveal that sentencing judges were willfully ignoring
the Guidelines, represented a direct challenge to every level of the federal judiciary, to the
Sentencing Commission, and to front-line federal prosecutors. By design, this legislation
simultaneously empowered Main Justice, which was Congress’s partner in the endeavor to
achieve nationwide “compliance” with the Sentencing Guidelines. In its 2005 decision in United
States v. Booker, the Supreme Court undid the Feeney Amendment, introduced the opportunity
for judges openly to exercise judgment independent of the Guidelines, constrained the leverage
that inheres in prosecutors in a mandatory sentencing regime, and counteracted the centralizing
impulse of Main Justice. The Court’s recent decisions elaborating Booker confirm that, once
again, sentencing is to a significant extent a “local” event. The Sentencing Commission and Main
Justice may still be calling signals but the decision makers on the playing field—judges and
prosecutors—need not follow them. The pendulum of sentencing practice may increasingly
swing back toward the exercise of informed discretion as newly appointed local decision makers
are able to see beyond the narrow and arbitrary “frame” of the Federal Sentencing Guidelines.
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