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Written by José A. Cabranes,
Wednesday, 27 May 2009
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118 Yale L.J. 1660 (2009).
From the early days of the Republic, courts have encountered
the question of whether and to what extent provisions of the Constitution
establishing individual rights have force beyond the borders of the United States—that
is, whether the Constitution has “extraterritorial” force. Despite nearly two
centuries of decisions on this issue, the law remains unsettled, and no
framework for analyzing these claims is clearly defined, much less well
established. This Essay draws on that body of decisions to develop an approach
for evaluating whether a particular constitutional provision should have
overseas application in a particular case. In so doing, it considers competing
theories of the Constitution—one envisioning the document as a “compact”
between the government and the governed, and the other construing it as a
charter from which “organically” flow both the power of the government and the
limitations of that power—and how these competing theories shape views on
whether constitutional provisions should have force abroad. The question of
extraterritorial applicability has arisen in numerous contexts in our history,
including continental expansion, colonial administration, and conventional war.
In modern times, however, we see it raised most often in the context of
criminal prosecutions and antiterror operations. Because the focus of this
Essay is on contemporary criminal prosecutions, it examines the basis in
international law for a nation to prosecute individuals residing beyond its
borders. It then discusses the body of law addressing the question of
extraterritorial application and, avoiding a rigid, dogmatic theory, gleans
from these decisions a set of considerations that can guide future
decisionmaking in this complex area of law.
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